On 12 November 2021, Rulefinder provided warning to an upcoming short selling ban affecting two issuers in S Korea effective on 15 November.
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 31 March 2020: HK SFC Fine China Rise Short Selling
 - 31 March 2020: Sweden FI Fines Tiger Global for Late Short Selling Report
 - 25 March 2020: HK SFC Magic Holdings Late Disclosure
 - 13 March 2020: Sweden FI Fines SEB Investment for Late Reporting of Transactions with Shares
 - 13 March 2020: Sweden FI Fines SEB Investment for Late Shareholding Disclosure
 - 13 March 2020: Sweden FI Fines Brushamn Invest for Late and Incorrect Transactions Reporting
 - 11 March 2020: Sweden FI Fines Nordic Health Consultants for Late and Incorrect Transactions Reporting
 - 10 March 2020: Sweden FI Fines For Late Transactions Reporting
 - 9 March 2020: Sweden FI Fines For Late and Incorrect Notification of Transactions
 - 9 March 2020: Sweden FI Fines Nordea for Late Shareholding Disclosure
 - 6 March 2020: Sweden FI Fines for Incorrect Notification
 - 6 March 2020: Sweden FI Fines for Errors in Transaction Reporting
 - 5 March 2020: Sweden FI Fines for Late Shareholding Dislosure
 - 4 March 2020: Sweden FI Fines for Errors in Shares Acquistion Notification
 - 4 March 2020: Sweden FI Fines for Errors in Holdings Disclosure
 - 17 February 2020: Sweden FI Fines Insurance Co for Late Reporting of Bonds
 - 13 February 2020: Australia ASIC Fines for Misleading Shareholding Disclosure
 - 28 January 2020: Sweden FI Fines for Late Transaction Reporting with Warrants
 - 28 January 2020: Sweden FI Fines for Late Substantial Shareholding Disclosure
 - 24 January 2020: Sweden FI Fines Natural Person for Late Transactions Report
 - 23 January 2020: Sweden FI Fines for Incorrect Reporting
 - 17 January 2020: Singapore MAS Fines for Substantial Shareholding
 - 14 January 2020: Sweden FI Insider of Tobin Properties for Late Holdings Reportinge
 - 14 January 2020: Sweden FI Fines SEK2.6m for Late Shareholding Disclosure
 - 14 January 2020: Sweden FI Fines for Late Notification
 - 13 January 2020: NYMEX Fine GMO in Position Limit Violation
 - 10 January 2020: Sweden FI Fines TTC Invest For Late Shareholding Disclosure
 - 10 January 2020: Sweden FI Fines Insider for Late Notification
 - 12 August 2019: Germany BaFin Fines Goldman €800k for Voting Rights.
 - 18 June 2019: SEC Wedbush Mishandling ADRs
 - 31 January 2019: U.S. MYMEX Fines Credit Suisse for Position Limit Breach
 

