On 12 November 2021, Rulefinder provided warning to an upcoming short selling ban affecting two issuers in S Korea effective on 15 November.
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 11 November 2020: Germany BaFin Fines for Late Reporting Shareholding
 - 4 November 2020: Sweden FI Fines for Late Reporting Shareholding
 - 27 October 2020: Sweden FI Fines for Late Shareholding Disclosure
 - 19 October 2020: Sweden FI Fines for Late Short Selling Reporting
 - 16 October 2020: Sweden FI Fines for Late Shareholding Disclosure Reporting
 - 15 October 2020: Hong Kong SFC Censures for Breach of Takeovers Code
 - 15 October 2020: Sweden FI Fines for Late Takeover Disclosure
 - 14 October 2020: U.K. FCA Fines for Failure to Make Short Selling Disclosures
 - 12 October 2020: Germany BaFin Fines for Late Shareholding Disclosure Reporting
 - 8 October 2020: Sweden FI Fines for Late Shareholding Disclosure Reporting
 - 7 October 2020: Sweden FI Fines for Late Short Selling Reporting
 - 7 October 2020: Germany BaFin Fines for Late Shareholding Disclosure Reporting
 - 6 October 2020: Sweden FI Fines for Late Short Selling Reporting
 - 5 October 2020: Sweden FI Fines for Late Short Selling Reporting
 - 30 September 2020: Sweden FI Fines for Inaccuracies in Share Reporting
 - 28 September 2020: Germany BaFin Fines for Late Voting Rights Reporting
 - 28 September 2020: Sweden FI Fines for Late and Inaccurate Shareholding Disclosure Reporting
 - 16 September 2020: Hong Kong SFC Took Action for Breach of Takeovers Code
 - 16 September 2020: Sweden FI Fines Pictet Asset Mgmnt Late Short Selling Reporting in Shares of SKF
 - 16 September 2020: Sweden FI Fines Pictet Asset Mgmnt Late Short Selling Reporting in Shares of Skanska AB and Securitas
 - 15 September 2020: Sweden FI Fines The Vegetable House in Norden AB for Late Transaction Reporting
 - 14 September 2020: Sweden FI Fines SCGE Fund L.P. for Late Short Selling Reporting
 - 26 August 2020: Sweden FI Fines BNP Paribas for Late Short Selling Report
 - 20 August 2020: Philippines SEC Nullified Acquisitions by PSI Shareholder Group
 - 20 August 2020: Sweden FI Fines for Late Disclosure of Transactions
 - 14 August 2020: Sweden FI Fines for Late Short Selling Report
 - 17 July 2020: Japan SESC Fines for Missing Disclosure
 - 6 July 2020: Turkey Bans 6 Firms From Short Selling in Shares
 - 2 July 2020: Sweden FI Fines YBE Ventures for Late Transaction Reporting
 - 26 June 2020: Sweden FI Fines for Late Transaction Reporting
 - 18 June 2020: Hong Kong SFC CICC Takeovers Code Breach
 

