On 12 November 2021, Rulefinder provided warning to an upcoming short selling ban affecting two issuers in S Korea effective on 15 November.
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 17 June 2020: Sweden FI Fines for Late Transaction Reporting
 - 17 June 2020: Sweden FI Fines for Late Substantial Shareholding Disclsoure
 - 12 June 2020: Sweden FI Fines for Incorrect Disclsoure
 - 11 June 2020: Sweden FI Fines Mackay Shields for Late Short Selling Reporting
 - 11 June 2020: Hong Kong SFC Breach of Takeovers Code
 - 10 June 2020: Sweden FI Fines for Late Short Selling Reporting
 - 9 June 2020: Germany BaFin Orders Filings for Major Shareholding Disclosures
 - 8 June 2020: Sweden FI Fines Cambridge Global for Late Major Shareholding Disclosures
 - 4 June 2020: Nasdaq Nordic Fines Hitech for Takeover Rules
 - 3 June 2020: Sweden FI Fines for Failure to Disclose
 - 3 June 2020: Belgium FSMA Late Reported Transactions
 - 1 June 2020: Sweden FI Fines SEK2.4m for Late Shares Transparency
 - 1 June 2020: Sweden FI Fines SEK2.4m for Late Transparency Reporting
 - 1 June 2020: Sweden FI for Late Shares Transaction Reporting
 - 1 June 2020: Sweden FI fined Neongelb Invest for Late Substantial Shareholding Disclosure
 - 28 May 2020: Sweden FI for Late Transaction Reporting
 - 13 May 2020: Sweden FI Fines Cheyne Capital for Late Short Selling Reporting
 - 12 May 2020: Sweden FI Fines for Failure to Report Falling Below Short Selling Threshold
 - 11 May 2020: Sweden FI Fines for Late Short Selling Reporting
 - 23 April 2020: Sweden FI Fines Armistice Capital for Late Substantial Shareholding Disclosure
 - 21 April 2020: Sweden FI Fines for Late Short Selling Reporting
 - 21 April 2020: Germany BaFin Fines Blackrock for Late Disclosure
 - 20 April 2020: Sweden FI Fines for Late Short Selling Reporting
 - 20 April 2020: Sweden FI Fines for Late Shares Transactions Reporting
 - 20 April 2020: Sweden FI Fines Investors for Late Substantial Shareholding Disclosure
 - 17 April 2020: Sweden Fines for Late Short Selling Reporting
 - 8 April 2020: BaFin Fines #1 Investment Management Firm for Late Major Shareholding Disclosure
 - 7 April 2020: Sweden FI Fines for Late Shareholding Disclosure
 - 7 April 2020: Sweden FI Fines for Late Shareholding Disclosure
 - 2 April 2020: Sweden FI Fines for Late Reporting of Subscription Rights
 - 2 April 2020: Sweden FI Fines for Late and Incorrect Transactions Notification
 

