Solutions Atlantic
  • Home
  • Regulatory Reporting System
  • In The News
  • The Company
    • Our Story
    • Strategic Relationships
  • Contact Us

17 February 2023 – U.S. SEC Fines for Short Selling

February 18, 2023 by Anna Monteiro in links

U.S. SEC Fines for Short Selling

Read More

Rulefinder Alerts to New Temporary Short Selling Bans

February 17, 2023 by Anna Monteiro in News

On 17 February 2023, Rulefinder alerted to new temporary short selling bans in S Korea. These short selling bans will be in effect on 20 February 2023.

Read More

In this Story, Short Sellers are not the Bad Guy

February 14, 2023 by Anna Monteiro in Press Release

There’s been a deluge of press about the collapse of Adani Group after a report from Hindenburg Research which accuses Adani Group of read more .

Read More

India – Overseas Short Selling Cause of Adani Collapse

February 10, 2023 by Anna Monteiro in News

A government probe into the collapse of Adani market capital revealed overseas short selling in shares of Adani is responsible for the $100B rout.

Read More

Rulefinder Alerts to Temporary Short Selling Bans

February 9, 2023 by Anna Monteiro in News

On 9 February, Rulefinder alerted to new temporary short selling bans in S Korea. These new short selling bans are effective 10 February 2023.

Read More

Rulefinder Alerts to New Temporary Short Selling Bans

February 3, 2023 by Anna Monteiro in News

On 2 February 2023, Rulefinder alerted subscribers to new temporary short selling bans in 2 countries. These short selling bans will be effective on 6 February 2023.

Read More

Posts pagination

« Previous 1 … 58 59 60 61 62 … 108 Next »

RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 11 August 2022 – Poland FSA Fines for Substantial Shareholding Disclosure Failures
  • 9 August 2022 – Poland FSA Fines $1M for Failure to Report Substantial Shareholdings
  • 2 August 2022 – Germany BaFin Fines $5M for Substantial Shareholding Failure
  • 22 July 2022 – Iceland FSA Fines for Substantial Shareholding Disclosure Failure
  • 27 July 2022 – India SEBI Fines for Takeover Reporting Failure
  • 18 July 2022 – India SEBI Fines for Takeover Reporting Failure
  • 14 July 2022 – India SEBI Fines for Substantial Shareholding Disclosure
  • 12 July 2022 – France AMF Fines $1.3M for Takeover Reporting Failure
  • 6 September 2022 – U.S. SEC Fines for Failure to Report Schedule 13D
  • 21 June 2022 – France AMF Fines for Major Shareholding Reporting Failure
  • 20 June 2002: Germany BaFin Fines for Voting Rights Breach
  • 14 June 2022: U.S. – SEC Fines for Short Selling Violations
  • 29 March 2022: Sweden FI Fines Voleon Capital for Late Short Selling Disclosure
  • 23 March 2022: Sweden FI Fines Lazard for Late Substantial Shareholding Disclosure
  • 26 January 2022: Sweden FSA Fines Armistice Capital for Late Major Shareholding Disclosure
  • 1 December 2021: Norway FSA Fines CPPIB for Late Short Selling Report
  • 22 November 2021: Germany BaFin Fines Major Fund Company for Late Substantial Shareholding
  • 4 November 2021: Austria FMA Sanctions for Late Substantial Shareholding Disclosure
  • 28 October 2021: Sweden – FI Fines for Late Substantial Shareholding Disclosure
  • 27 September 2021: Sweden – FI Fines Natural Person for Late Substantial Shareholding Disclosure
  • 16 September 2021: Sweden – FI Fines for Late Substantial Shareholding Disclosure
  • 8 September 2021: Sweden – FI Fines for Late Substantial Shareholding Disclosure
  • 1 September 2021: Sweden – FI Fines for Late Short Selling Disclosure
  • 31 August 2021: U.S. – ICE FUS Fine Aspire for Position Limits
  • 26 August 2021: India – SEBI Fines for Late Substantial Shareholding Disclosure
  • 23 August 2021: Sweden FI Fines for Late Shareholding Disclosure Reporting
  • 17 August 2021: U.S. SEC Fines for Short Selling Violation
  • 11 August 2021: Sweden FI Fines for Late Shareholding Disclosure Reporting
  • 9 August 2021: Sweden FI Fines for Late Shareholding Disclosure Reporting
  • 16 July 2021: Austria FMA Fines for Late Shareholding Disclosure Reporting
  • 8 July 2021: Sweden FI Fines Nasdaq Nordic for Takeover Breach
  • <<
  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • >>

Archives

Headquarters

27 Tilton Rd
Chilmark, MA 02535

Main: +1.617.823.2699
Email: info@solutions-atlantic.com

Sales

Schedule a demo or speak with a sales executive.

Phone: +1.203.722.3908
Email: sales@solutions-atlantic.com

Partners & Alliances

Compliance consultancy, regulatory content & distribution partners.

Phone: +1.203.722.3908
Email: alliances@solutions-atlantic.com

Customer & Tech Support

Hours: 8:30am – 5:30pm ET

Phone: +1.617.823.2699
Email: support@solutions-atlantic.com

© 2026 Solutions Atlantic. All Rights Reserved.

↑