Tag Archives: short selling

U.S. – SEC Gensler Speech Short Selling Transparency

On 6 May 2022, SEC Chair Gensler speech market transparency, resiliency. SEC Chair Gensler gave a speech at Annual Conference on Financial Market Regulation, titled A Century with a Gold Standard which covered market efficiency, and resiliency. Highlights Discuss how SEC can update rules (shareholding, short selling) related to disclosure and transparency. Cited SEC proposed…
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Norway – Europalov Short Selling Regulation

On 29 April 2022, Europalov announced EEA Committee decision 146 of 29 April 2022 amending Annex IX (Financial services - short selling notification threshold) to EEA Agreement to include this regulation. Background: Commission Delegated Regulation (EU) 2022/27 of 27 September 2021 amending Regulation (EU) No 236/2012 of the European Parliament and of the Council as…
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