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17 February 2023 – U.S. SEC Fines for Short Selling

February 18, 2023 by Anna Monteiro in links

U.S. SEC Fines for Short Selling

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Rulefinder Alerts to New Temporary Short Selling Bans

February 17, 2023 by Anna Monteiro in News

On 17 February 2023, Rulefinder alerted to new temporary short selling bans in S Korea. These short selling bans will be in effect on 20 February 2023.

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In this Story, Short Sellers are not the Bad Guy

February 14, 2023 by Anna Monteiro in Press Release

There’s been a deluge of press about the collapse of Adani Group after a report from Hindenburg Research which accuses Adani Group of read more .

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India – Overseas Short Selling Cause of Adani Collapse

February 10, 2023 by Anna Monteiro in News

A government probe into the collapse of Adani market capital revealed overseas short selling in shares of Adani is responsible for the $100B rout.

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Rulefinder Alerts to Temporary Short Selling Bans

February 9, 2023 by Anna Monteiro in News

On 9 February, Rulefinder alerted to new temporary short selling bans in S Korea. These new short selling bans are effective 10 February 2023.

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Rulefinder Alerts to New Temporary Short Selling Bans

February 3, 2023 by Anna Monteiro in News

On 2 February 2023, Rulefinder alerted subscribers to new temporary short selling bans in 2 countries. These short selling bans will be effective on 6 February 2023.

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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 4 May 2026 – U.S. SEC Fines Company for Inaccurate Schedule13D
  • 4 May 2026 – U.S. SEC Fines for Late Beneficial Ownership Disclosure
  • 4 May 2026 – U.S. SEC Fines Musk and Revocable Trust for Failure to Report Major Shareholding
  • 20 April 2026 – Netherlands Fines Arrowstreet for Short Selling Reporting Failures
  • 20 April 2026 – U.S. FINRA Fines for Failure to Comply with Short Selling Regulations
  • 10 April 2026 – Sweden Fines for Late Major Shareholding Disclosure
  • 26 March 2026 – Namibia CRAN Rejects Starlink Satellite Application
  • 24 March 2026 – S Korea Fines for not Disclosing Major Shareholding Change
  • 16 March 2026 – Australia ASIC Fines Macquarie for Misreporting Short Selling
  • 10 March 2026 – Germany BaFin Fines For Failing to Submit Voting Rights Notifications
  • 27 February 2026 – India SEBI Fines for Failure to Disclose Shareholding in Sensitive Industries
  • 6 February 2026 – UAE FSA Fines for Failure to Notify Change of Shareholding/Control
  • 5 January 2026 – India SEBI Fines for Failure to Disclose Major Shareholding
  • 17 December 2025 – Norway Fines for Failure to Report Major Shareholding
  • 12 December 2025 – Norway Fines for Late and Incomplete Substantial Shareholding Report
  • 30 November 2025 – Sweden Fines for Failure to Report Breach of Short Selling Threshold
  • 23 November 2025 – India SEBI Fines for FPI in Sensitive Industries
  • 7 November 2025 – Sweden Fines for Late Shareholding Disclosure
  • 28 October 2025 – Sweden Fines for Failure to Report
  • 25 October 2025 – India SEBI Fines for Substantial Shareholding Failure
  • 22 October 2025 – India SEBI Fines for LODR Regulation Failure
  • 20 October 2025 – Spain Fines for Failure to Reporting Shareholding in Sensitive Industries
  • 15 October 2025 – Germany BaFin Fines for Failure to Report Voting Rights
  • 14 October 2025 – India SEBI Fines for Breach of Substantial Shareholding Regime
  • 30 September 2025 – US Fines for Coordinated Effort for Major Shareholding
  • 17 September 2025 – India SEBI Substantial Shareholding Reporting Failures
  • 15 September 2025 – S Korea Fines 5 for Short Selling Reporting Failures
  • 1 September 2025 – New Zealand Fines for FDI in Sensitive Land
  • 1 September 2025 – New Zealand Fines for FDI in Sensitive Land
  • 1 September 2025 – New Zealand Fines for Sensitive Industries Breach of Overseas Investment Act
  • 1 September 2025 – New Zealand Fines for Breach of Overseas Investment Act
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