In March, we conducted a review of the 2025 sanctions imposed on entities for failures to comply with Global Shareholding regimes: Major Shareholding, Short Selling, Takeovers, and Sensitive Industries. Read the full article.
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Beach Volleyball in August: Update on Short Selling Rule SEC 13f-2
We exited July without a decision from the Fifth Circuit Court on the NATIONAL ASSOCIATION OF PRIVATE FUND MANAGERS, et al. v. SECURITIES AND EXCHANGE COMMISSION case Read the full article.
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What’s Up with the U.S. SEC Short Selling Disclosure Rule13f-2?
The Securities and Exchange Commission (SEC) announced on 12 June 2025 that it was withdrawing certain proposed rulemaking notices. In this announcement, Read the full article.
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Released: Analysis of 2024 Global Shareholding Disclosure Sanctions
The U.S. continues to lead countries that issue sanctions for Global Shareholding Disclosure Sanctions. What other trends have we uncovered? Read the full article.
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The Grey Area of US SEC Rule 13f-2: Short Position Reporting
By now, we all know the ins and outs of US SEC Rule 13f-2: What: short position reporting for institutional investment managers Who: institutional investment managers Read the full article.
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AFM: Substantial Shareholding and Gross Short Positions
On 11 January 2024, the Netherlands market regulator, Autoriteit Financiële Markten (AFM) issued another edition of their Market Watch publication, Read the full article.
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