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17 February 2023 – U.S. SEC Fines for Short Selling

February 18, 2023 by Anna Monteiro in links

U.S. SEC Fines for Short Selling

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Rulefinder Alerts to New Temporary Short Selling Bans

February 17, 2023 by Anna Monteiro in News

On 17 February 2023, Rulefinder alerted to new temporary short selling bans in S Korea. These short selling bans will be in effect on 20 February 2023.

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In this Story, Short Sellers are not the Bad Guy

February 14, 2023 by Anna Monteiro in Press Release

There’s been a deluge of press about the collapse of Adani Group after a report from Hindenburg Research which accuses Adani Group of read more .

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India – Overseas Short Selling Cause of Adani Collapse

February 10, 2023 by Anna Monteiro in News

A government probe into the collapse of Adani market capital revealed overseas short selling in shares of Adani is responsible for the $100B rout.

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Rulefinder Alerts to Temporary Short Selling Bans

February 9, 2023 by Anna Monteiro in News

On 9 February, Rulefinder alerted to new temporary short selling bans in S Korea. These new short selling bans are effective 10 February 2023.

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Rulefinder Alerts to New Temporary Short Selling Bans

February 3, 2023 by Anna Monteiro in News

On 2 February 2023, Rulefinder alerted subscribers to new temporary short selling bans in 2 countries. These short selling bans will be effective on 6 February 2023.

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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 17 June 2020: Sweden FI Fines for Late Transaction Reporting
  • 17 June 2020: Sweden FI Fines for Late Substantial Shareholding Disclsoure
  • 12 June 2020: Sweden FI Fines for Incorrect Disclsoure
  • 11 June 2020: Sweden FI Fines Mackay Shields for Late Short Selling Reporting
  • 11 June 2020: Hong Kong SFC Breach of Takeovers Code
  • 10 June 2020: Sweden FI Fines for Late Short Selling Reporting
  • 9 June 2020: Germany BaFin Orders Filings for Major Shareholding Disclosures
  • 8 June 2020: Sweden FI Fines Cambridge Global for Late Major Shareholding Disclosures
  • 4 June 2020: Nasdaq Nordic Fines Hitech for Takeover Rules
  • 3 June 2020: Sweden FI Fines for Failure to Disclose
  • 3 June 2020: Belgium FSMA Late Reported Transactions
  • 1 June 2020: Sweden FI Fines SEK2.4m for Late Shares Transparency
  • 1 June 2020: Sweden FI Fines SEK2.4m for Late Transparency Reporting
  • 1 June 2020: Sweden FI for Late Shares Transaction Reporting
  • 1 June 2020: Sweden FI fined Neongelb Invest for Late Substantial Shareholding Disclosure
  • 28 May 2020: Sweden FI for Late Transaction Reporting
  • 13 May 2020: Sweden FI Fines Cheyne Capital for Late Short Selling Reporting
  • 12 May 2020: Sweden FI Fines for Failure to Report Falling Below Short Selling Threshold
  • 11 May 2020: Sweden FI Fines for Late Short Selling Reporting
  • 23 April 2020: Sweden FI Fines Armistice Capital for Late Substantial Shareholding Disclosure
  • 21 April 2020: Sweden FI Fines for Late Short Selling Reporting
  • 21 April 2020: Germany BaFin Fines Blackrock for Late Disclosure
  • 20 April 2020: Sweden FI Fines for Late Short Selling Reporting
  • 20 April 2020: Sweden FI Fines for Late Shares Transactions Reporting
  • 20 April 2020: Sweden FI Fines Investors for Late Substantial Shareholding Disclosure
  • 17 April 2020: Sweden Fines for Late Short Selling Reporting
  • 8 April 2020: BaFin Fines #1 Investment Management Firm for Late Major Shareholding Disclosure
  • 7 April 2020: Sweden FI Fines for Late Shareholding Disclosure
  • 7 April 2020: Sweden FI Fines for Late Shareholding Disclosure
  • 2 April 2020: Sweden FI Fines for Late Reporting of Subscription Rights
  • 2 April 2020: Sweden FI Fines for Late and Incorrect Transactions Notification
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