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Last 30 Posts
- Rulefinder Alerts to Temporary Short Selling Bans
- U.K. – CMA NEC Software/Capita Takeover
- Indonesia – FSA Stock Splits and Mergers
- U. K. – FCA Takeover of Link Group
- Norway – Europlav Short Selling Regulation
- E.U. – AFME Shortening EU Settlement Cycles
- U.S. – SEC’s IAC Mtg Discusses Shareholding Disclosure Reporting
- U.K. – CMA NEC Software/Capita Takeover
- Taiwan – Published Consultation Paper RE: Foreign Investments
- Rulefinder Alerts to Temporary Short Selling Bans
- 18 August 2022 – U.S. FINRA Censures and Fines for Short Selling
- 18 August 2022 – Hong Kong SFC Fines for Illegal Short Selling
- 12 August 2022 – US SEC Fines for Naked Short Selling
- 11 August 2022 – Poland FSA Fines for Substantial Shareholding Disclosure Failures
- 9 August 2022 – Poland FSA Fines $1M for Failure to Report Substantial Shareholdings
- 2 August 2022 – Germany BaFin Fines $5M for Substantial Shareholding Failure
- 22 July 2022 – Iceland FSA Fines for Substantial Shareholding Disclosure Failure
- 27 July 2022 – India SEBI Fines for Takeover Reporting Failure
- 18 July 2022 – India SEBI Fines for Takeover Reporting Failure
- 14 July 2022 – India SEBI Fines for Substantial Shareholding Disclosure
- 12 July 2022 – France AMF Fines $1.3M for Takeover Reporting Failure
- Nepal – CB Update on Foreign Direct Investment
- Ireland – CB New Takeover Panel Chair
- U.K. – FCA Fines of Takeover of Link Group
- Taiwan – TPEX, EXC Amend Short Selling Operating Rules
- France – GVT Foreign Investment Controls
- Qatar – FMA Short Selling, Stock Lending Rules
- Finland – FSA Introduces Electronic Portal for Short Selling Reporting
- Rulefinder Alerts to Temporary Short Selling Bans
- Czech Republic – PRL Beneficial Owner Registration
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