Monthly Archives: August 2020

India – SEBI Foreign Portfolio Investors

On 31 August 2020, IND SEBI decided that for the entities from jurisdictions which are under lockdown, the temporary relaxations shall be extended until lockdown is lifted. However, in-transit applications shall be processed on the basis of previous provisions. For entities from jurisdictions where lockdown is lifted, the relaxation is not applicable.  
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Sweden – Fines BNP Paribas Late Short Selling Report

On 26 August 2020, SWE FI issued fine to BNP Paribas for late reporting. SWE FI imposed fine of SEK 5,000 to BNP Paribas due to failure to notify on time a short net position in shares in SAS AB achieved relevant threshold for notification. Based on ยง5 of Act [2012:735] with supplementary provisions of…
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