Monthly Archives: September 2019

U.K. – FCA Brexit Transitional Power

Updates to Directions FCA has updated and published draft directions under temporary transitional power. TTP allows flexibility in applying post-Brexit requirements, allowing firms to transition. Would only come into effect on exit day if UK leaves without implementation period. Under the directions, firms do not generally need to prepare now to meet the changes. However,…
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RRS Exceeds $7T in Aggregate AUMs

Solutions Atlantic, the experts in global shareholding disclosure today announced that its Regulatory Reporting System (“RRS”) is now managing over $7T in aggregate client assets under management. No other vendor comes close to its client to AUM ratio. “While other vendors may have an equal or larger client base they cannot compare to the size…
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Singapore – MAS Short Selling Regulations

On 24 September 2019, SIN MAS issued guidelines on short sale regulations. Guidelines state requirements for the reporting of short sell orders and short positions. Short Selling Guidelines provide market participants with better understanding of administration of legislative provisions relating to short selling disclosure and reporting in SFA by MAS. Has guidelines for institutional participants…
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