Monthly Archives: April 2021

SKorea – FSC Tightens Short Selling Rules

On 27 April 2021, SK FSC said its chairman took part in short selling mock testing to resume trades. Financial investment-related entities and securities houses also participated, to carry out a final test to ensure normal operation of related computerized systems. Mock testing covered the entire process, with particular focus on compliance with obligation to…
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Germany – GVT Foreign Investment Review

On 27 April 2021, GE GVT adopted three important future projects. GE GVT decided on a future project presented by the federal ministry for economic affairs and energy, including adoption of amended foreign trade regulation. Foreign Trade Ordinance Improved investment review process, concluding investment review started in 2020. New rules focus on future and high-tech…
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Ukraine – SEC Disclosure Requirements

On 23 April 2021, UKRN SEC discussed changes to fund disclosure. UKRN SEC took part in webinar Changes in the preparation, submission and disclosure by AMC and CII held by Ukrainian Investment Business Association on 23 April 2021. Specialists spoke in detail about significant changes in asset management companies (AMC) reporting and mutual investment institutions…
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