Monthly Archives: March 2017

Solutions Atlantic Gives Compliance Confidence

Provides Audit Services for Global Shareholding Disclosure Workflows Seeing an ever-growing demand in regulatory changes within the global shareholding disclosure space, Solutions Atlantic today announced it will be providing audit services to help market participants identify gaps in their global shareholding disclosure process. Since the first of the year, the industry has seen a wave…
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SEC Updates Form 13F FAQs

On Mar. 15, the SEC updated the Filing Dates for Form 13F. The Form 13F filing deadlines for the quarters that end in the calendar years 2017-19 are: 1Q 2017 (March) May 15, 2017 (Monday) 2Q 2017 (June) August 14, 2017 (Monday) 3Q 2017 (September) November 14, 2017 (Tuesday) 4Q 2017 (December) February 14, 2018…
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India: SEBI Substantial Shares and Takeovers

On Mar. 15, SEBI issued circular on substantial acquisitions of shares. Applied per SEBI substantial acquisition of shares and takeovers (SAST) regulation. Offer Letter Issued revised format for submitting a draft letter of offer (DLOF) under the SAST. Specific instruction to be followed by merchant bankers, while filing an offer letter. Accordingly, merchant banks have…
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