Tag Archives: short selling

S Korea – FSC to Publish Short Selling Sanctioned Firms

On 1 December 2022, SK FSC strengthened the prevention of unfair transactions. SK FSC issued plans to disclose identity of entities committing unfair trading practices. For those who violate capital market regulations such as restoration of short selling and prohibition of market disturbances, fines and penalties will be imposed. Disclosure Initiative If an investigation led…
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Israel – TASE Update to Short Selling Guidelines

On 1 December 2022, ISR TASE published approval by the authorities to amend TASE rules. Key Changes Delete the definitions lender member and borrowing member, correct the definitions sale missing, lender and borrower, and add a definition to missing balance. Amend definition of short selling so a customer who borrowed a security from a member…
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S Korea – FSS Foreign Investment / Short Selling

On 29 November 2022, SK FSS issued final rules approved on 28 November, effective 30 November 2022. Background: On 4 November 2022, SK FSS proposed rules on registration, short selling reports. SK FSS proposed Detailed regulations of the regulations on financial investment business, to ease burden on foreign investment business submitting documents. Revise registration form;…
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