U.S. SEC Fines HK Based Trading Firm for Illegal Short Selling
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U.S. – SEC Fines 23 for Major Shareholding Reporting Failures
U.S. SEC Fines 23 for Major Shareholding Reporting Failures
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Austria – FMA Fines for Late Shareholding Disclosure
Austria Fines for Late Substantial Shareholding Disclosure
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23 September 2024 – Turkey CMB Fines for Breach of Short Selling Ban
Turkey CMB Fines 13 Entities for Breach of Short Selling Ban
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23 September 2024 – U.S. SEC Fines for Breach of Short Selling Rules
U.S. Fines for Breach of Short Selling Rules
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20 September 2024 – U.S. SEC Seeks to Fine Musk for Failure to Report Major Shareholding
U.S. Seeks to Fine Elon Musk for Failure to Report Major Shareholding
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