China – CSRC Fines for Substantial Shareholding Reporting Failure
CSRC Fines for Substantial Shareholding Reporting Failure
25 September 2024 – U.S. SEC Fines 23 for Late Major Shareholding and Insider Transaction Reports
U.S. SEC Fines 23 for Late Major Shareholding Reports – 13D, 13G
25 September 2024 – Austria FMA Fines for Late Major Shareholding Reporting
Austria Fines for Late Major Shareholding Reporting
U.S. – SEC Fines HK Based Trading Firm for Illegal Short Selling
U.S. SEC Fines HK Based Trading Firm for Illegal Short Selling
U.S. – SEC Fines 23 for Major Shareholding Reporting Failures
U.S. SEC Fines 23 for Major Shareholding Reporting Failures
Austria – FMA Fines for Late Shareholding Disclosure
Austria Fines for Late Substantial Shareholding Disclosure