10 January 2020: Sweden FI Fines TTC Invest For Late Shareholding Disclosure
10 January 2020: Sweden FI Fines TTC Invest For Late Shareholding Disclosure
10 January 2020: Sweden FI Fines Insider for Late Notification
10 January 2020: Sweden FI Fines Insider for Late Notification
12 August 2019: Germany BaFin Fines Goldman €800k for Voting Rights.
12 August 2019: GE BaFin Fines Goldman €800k for Voting Rights.
18 June 2019: SEC Wedbush Mishandling ADRs
18 June 2019: SEC Wedbush Mishandling ADRs
31 January 2019: U.S. MYMEX Fines Credit Suisse for Position Limit Breach
31 January 2019: U.S. MYMEX Fines Credit Suisse for Position Limit Breach