On 22 June 2017, SEC fined ex- ITG managing director $100k re ADR oversight.

• Anthony Portelli, ex-head of operations, agreed to settle charges, pay $100k fine.
• He is also prohibited from acting in a supervisory capacity for at least 18 months.
• Supervised securities lending, and compliance with ADR pre-release agreements.
• Staff failed to take steps to determine foreign shares were owned by ITG clients.