11 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
India SEBI Fines for Late Substantial Shareholding Reporting
11 July 2025 – Pakistan SEC fines for Late Substantial Shareholding Reporting
Pakistan SEC Fines for Late Substantial Shareholding Reporting
11 July 2025 – Pakistan SEC Issues Warning for Late Substantial Shareholding
Pakistan SEC Issues Warning for Late Substantial Shareholding Reporting
U.K. – LSEG Navigating shareholding disclosure
On 1 July 2025, LSEG stated the substantial shareholding disclosure rules are currently changing fast. LSEG article on Navigating shareholding disclosure: Your guide to regulatory reporting. Article Highlights Substantial Shareholding disclosure rules are fundamental for market transparency and enforced across all global jurisdictions and regulators require investors to report to their relevant regulators whenever their […]
4 July 2025 – Pakistan Issues Warning for Late Substantial Shareholding Reporting
Pakistan SEC Issues Warning for Late Substantial Shareholding Reporting
U.S. – SIFMA Short Selling SHO Reporting
On 5 June 2025, SIFMA issued letter urging short selling reporting extension. SIFMA issued letter to the SEC to request an extension of the compliance date for certain obligations of broker-dealers reporting to the Consolidated audit trail (CAT). Follows February 2025 SEC temporary exemption from short selling report. Document dated 5 June 2025, received from […]