On 1 April 2025, NOR OSLO issued example and key legal information. NOR OSLO issued example, key legal information for shareholding in Norwegian public limited companies listed on Euronext Oslo Børs or Euronext Expand Oslo. Overview It is a summary of certain Norwegian legal issues related to shareholding in Norwegian companies listed on Euronext Oslo…
Read more
UN – PRI Schedule 13(D), 13(G) Substantial Shareholding Reporting
On 22 April 2025, UN PRI issued policy briefing re disclosure reporting. UN PRI issued policy briefing, FAQ discussing schedule 13(D) and 13(G) reporting. Provided high-level overview of a specific regulatory provision of US SEC governing filings for investors with substantial shareholding of 5% or more of any class of company’s outstanding stock. Follows February,…
Read more
11 April 2025 – Denmark Fines for Late Substantial Shareholding Reporting
Denamrk Fines for Late Substantial Shareholding Reporting
Read more
Sweden – FI Stenvalls Tra Aktiebolag Substantial Shareholding Penalty
On 19 March 2025, SWE FI fined Stenvalls Tra Aktiebolag for late notifications. SWE FI imposed penalty of SEK 1,400,000 on Stenvalls Tra Aktiebolag for failing to report substantial shareholding transactions with shares in Genesis IT AB to SWI FI within prescribed time. Fine is per Act 2016:1306 supplementary provisions to EU Market Abuse Regulation.…
Read more
20 March 2025 – China Fines for Failure to Obey Lock-in Period Re: Substantial Shareholding
China Fines for Failure to Obey Substantial Shareholding Lock-in Period
Read more
20 February 2025 – Poland Fines for Substantial Shareholding Reporting Failures
Poland KNF Fines for Late Substantial Shareholding Reporting
Read more