Rulefinder Alerts to Temporary Short Selling Bans
On 16 September 2022, Rulefinder issued an alert for temporary short selling bans in 2 countries. Short Selling Bans effective 19 September 2022.
On 16 September 2022, Rulefinder issued an alert for temporary short selling bans in 2 countries. Short Selling Bans effective 19 September 2022.
U.S. FINRA Censures and Fines for Short Selling Failure
Hong Kong SFC Fines for Illegal Short Selling
U.S. SEC fines for Naked Short Selling
On 8 September 2022, TAI TPEX, TAI EXC amended the operational measures. TAI TPEX, TAI EXC amended operating rules for securities firms handling margin purchases and short selling of securities to align with revision of the civil code. Also amended the contract for the handling securities margin purchases/ short selling. Follows TAI FSC letter dated […]
On 8 September 2022, QAT FMA issued short selling and securities lending rules. QAT FMA issued covered short selling rules under Board Decision No. 5 of 2022. Also issued securities lending and borrowing rules under Board Decision No. 4 of 2022. Added new financial services activities to increase business of financial services firms. Firms may […]