Tag Archives: short selling

Norway – Europalov Short Selling Regulation

On 29 April 2022, Europalov announced EEA Committee decision 146 of 29 April 2022 amending Annex IX (Financial services - short selling notification threshold) to EEA Agreement to include this regulation. Background: Commission Delegated Regulation (EU) 2022/27 of 27 September 2021 amending Regulation (EU) No 236/2012 of the European Parliament and of the Council as…
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Sweden – FI Fines Voleon Capital for Late Short Selling Disclosure

On 30 March 2022,  SWE FI ordered capital manager firm to pay SEK 100,000. SWE FI imposed a special fee of SEK 100k on Voleon Capital Management LP after late short selling took place in Oasmia Pharmaceutical AB and Catena Media plc shares. Voleon failed to correctly notify SWE FI that the firm's short net…
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