On 7 July 2025, FIF submitted another letter (in addition to prior nine letters) to the SEC relating to the implementation of Short Selling Rule 13f-2 and associated Form SHO. Reminded SEC time is short to revise and clearly define the short selling reporting requirements for Form SHO, if the Commission plans to maintain the…
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What’s Up with the U.S. SEC Short Selling Disclosure Rule13f-2?
The Securities and Exchange Commission (SEC) announced on 12 June 2025 that it was withdrawing certain proposed rulemaking notices. In this announcement, Read the full article.
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Germany – BaFin Updates FAQs on Short Selling
On 3 July 2025, GE BaFin updated its informative file on the short selling framework. Details on the prohibition of naked short selling, transparency obligations for net short positions; e-notification procedure; exceptions for market makers, primary dealers.
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Turkey – CMB Bulletin on Continuation of Short Selling Ban
On 27 June 2025, TUR CMB issued bulletin 2025/36 setting out board decision on continuation of short selling ban until the end of the session on 29 August 2025.
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Canada – CSA Publishes Business Plan, Includes Focus on Short Selling
On 27 June 2025, CSA NBW published the 2025-2028 CSA business plan. CSA NBW, CSA OSC, CSA ALB, CSA NVS, CSA BC, released the 2025-2028 business plan focused on enhancing competitiveness and advancing investor protection. Provided 4 strategic goals and specified other projects and initiatives to be completed. Strategic Goals Goals targeted capital markets, investors,…
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Taiwan – EXC Warnings for Operational Risk Re: Short Selling
On 12 June 2025, TAI EXC amended rules governing early warnings. TAI EXC revised Rules governing early warnings for overall operational risk of securities firms, in order to refine early-warning indicators for securities firms. Revisions Definitions, terminology are updated for consistency and to reflect growing complexity. Unrestricted loans, all client financing are consolidated to assess…
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