Solutions Atlantic announces the release of the Australian and Korean reporting modules for its Regulatory Reporting System (RRS) product. RRS streamlines the regulatory position disclosure process while vastly improving the accuracy and timelines of such reporting. Solutions Atlantic, a Boston-based software product and services firm has offered the RRS product for the last 5 years. RRS provides automated data capture, aggregation, analysis and reporting facilities which meet the needs of institutional investors investing in global markets. View Full Press Release
Solutions Atlantic Expands RRS Product Line to Include Regulatory Reporting Requirements for Australia and Korea
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- Solutions Atlantic Expands RRS Product Line to Include Regulatory Reporting Requirements for Australia and Korea
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 28 June 2021: Sweden FI Fines for Late Short Selling Reporting in 10 Issuers
- 28 June 2021: Sweden FI Fines for Late Short Selling Reporting
- 17 June 2021: France AMF Fines for Late Takeover Reporting
- 10 June 2021: Germany BaFin Fines for Late Shareholding Disclosure Reporting
- 9 June 2021: Sweden’s FI fines Spectric Intelligence for Late Shareholding Disclosure Reporting
- 8 June 2021: Sweden’s FI fines for Late Shareholding Disclosure Reporting
- 25 May 2021: Germany BaFin Fines for Voting Rights Reporting Failure
- 14 May 2021: Sweden FI Fines for Late Short Selling Reporting
- 23 April 2021: Sweden FI Fines for Late Short Selling Reporting
- 15 April 2021: Sweden FI Fines for Failure to Report Warrants
- 15 April 2021: Croatia HANFA Fines for Failure to Report Takeover Bid
- 15 April 2021: Hong Kong SFC Fines for Failure to Report Short Selling
- 1 April 2021: Turkey CMB Fines Several Prominent Institutions for Unlawful Short Selling
- 16 March 2021: Sweden FI Fines for Late Shareholding Disclosure
- 15 March 2021: Sweden FI Fines for Late Shareholding Disclosure
- 11 March 2021: Sweden FI Fines for Inaccurate Shareholding Disclosure
- 24 February 2021: South Korea FSC Fines 6 Firms for Naked Short Selling
- 22 February 2021: Hong Kong SFC Fines $3.15M for Inaccurate Short Sale Disclosures
- 11 February 2021: Sweden FI Fines for Late Shareholding Disclosure
- 10 February 2021: Sweden Court Annuls Fines for Late Shareholding Disclosure
- 27 January 2021: Germany BaFin Fines for Late Voting Rights Disclosure
- 27 January 2021: Sweden FI Fines 500,000SEK for Late Shareholding Disclosure
- 27 January 2021: Sweden FI Fines 60,000SEK for Late Short Selling Disclosure
- 15 January 2021: Sweden FI Fines Brax Investments 2.4M SEK Late Shareholding Disclosures
- 23 December 2020: Hong Kong SFC Fines $3.6M for Short Selling Reporting Failures
- 22 December 2020: Germany BaFin Fines for Late Shareholding Reporting
- 17 December 2020: Sweden FI Fines for Late Transaction Reporting of Shares
- 10 December 2020: Sweden FI Fines SEK 1M for Late Shareholding Disclosure Report
- 8 December 2020: Sweden FI Fines for Late Transaction Reporting
- 1 December 2020: Brazil CVM Fines for Failure to Disclose Stock Sale
- 25 November 2020: Sweden FI Fines for Late Shareholding Disclosure
