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Rulefinder Reports Temporary Short Selling Ban

February 10, 2020 by admin in News

On 10 February 2020, Rulefinder reported temporary short selling bans in two countries.

Tags: short selling

RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

11 August 2022 – Poland FSA Fines for Substantial Shareholding Disclosure Failures
9 August 2022 – Poland FSA Fines $1M for Failure to Report Substantial Shareholdings
2 August 2022 – Germany BaFin Fines $5M for Substantial Shareholding Failure
22 July 2022 – Iceland FSA Fines for Substantial Shareholding Disclosure Failure
27 July 2022 – India SEBI Fines for Takeover Reporting Failure
18 July 2022 – India SEBI Fines for Takeover Reporting Failure
14 July 2022 – India SEBI Fines for Substantial Shareholding Disclosure
12 July 2022 – France AMF Fines $1.3M for Takeover Reporting Failure
6 September 2022 – U.S. SEC Fines for Failure to Report Schedule 13D
21 June 2022 – France AMF Fines for Major Shareholding Reporting Failure
20 June 2002: Germany BaFin Fines for Voting Rights Breach
14 June 2022: U.S. – SEC Fines for Short Selling Violations
29 March 2022: Sweden FI Fines Voleon Capital for Late Short Selling Disclosure
23 March 2022: Sweden FI Fines Lazard for Late Substantial Shareholding Disclosure
26 January 2022: Sweden FSA Fines Armistice Capital for Late Major Shareholding Disclosure
1 December 2021: Norway FSA Fines CPPIB for Late Short Selling Report
22 November 2021: Germany BaFin Fines Major Fund Company for Late Substantial Shareholding
4 November 2021: Austria FMA Sanctions for Late Substantial Shareholding Disclosure
28 October 2021: Sweden – FI Fines for Late Substantial Shareholding Disclosure
27 September 2021: Sweden – FI Fines Natural Person for Late Substantial Shareholding Disclosure
16 September 2021: Sweden – FI Fines for Late Substantial Shareholding Disclosure
8 September 2021: Sweden – FI Fines for Late Substantial Shareholding Disclosure
1 September 2021: Sweden – FI Fines for Late Short Selling Disclosure
31 August 2021: U.S. – ICE FUS Fine Aspire for Position Limits
26 August 2021: India – SEBI Fines for Late Substantial Shareholding Disclosure
23 August 2021: Sweden FI Fines for Late Shareholding Disclosure Reporting
17 August 2021: U.S. SEC Fines for Short Selling Violation
11 August 2021: Sweden FI Fines for Late Shareholding Disclosure Reporting
9 August 2021: Sweden FI Fines for Late Shareholding Disclosure Reporting
16 July 2021: Austria FMA Fines for Late Shareholding Disclosure Reporting
8 July 2021: Sweden FI Fines Nasdaq Nordic for Takeover Breach

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