The U.S. Securities and Exchange Commission is seeking comments on a proposed rule change to amend FINRA Rule 4560 (Short Interest Reporting) and adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions). FINRA is proposing to require members to submit short interest reports on a weekly rather than a bi-monthly basis, and reduce the…
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U.S. – FINRA Short Selling Reporting Reforms
On 18 May 2026, SEC published proposal in the federal register, comments 8 June 2026. Background: Proposed Rule Propose to increase frequency, granularity of short selling information being reported. Require monthly report of daily allocations of Reg SHO Rule 204 fail to deliver positions Short Selling Reporting Weekly reporting instead of twice monthly with submissions…
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Thailand – SET Proposed Development of Bond Connect Platform
On May 13, Thai SET proposed development of Bond Connect Platform. Thai SET consulted on bond trading arrangements and proposed development of the Bond Connect Platform as a central infrastructure for the debt securities market. The initial objective is to elevate government savings bonds from savings assets to greater liquidity, transparency, and broader use in…
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Thailand – SET Investor Confidence Measures Re: Short Selling
On 13 May 2026, Thai SET proposed prescribed trading supervision measures. Thai SET consulted on current trading supervision measures to enhance investor confidence, covering measures to be added, revised, and cancelled. Follows Thai SEC October 2025 launched plan to revitalize capital market. New Measures Proposes reducing tick sizes for certain price bands to improve trading…
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Egypt – FRA Discussed the Development of Capital Market RE: Short Selling
On 8 May 2026, EGY FRA discussed the development of the capital market with Bloomberg Global Delegation. Summary During the discussions, the regulator explained that the new trading system developed by EGX together with Nasdaq will be activated. This will allow integrated trading of stocks, fixed income instruments, derivatives, and carbon certificates, which will raise…
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U.K. – AIMA Publishes Guidance on U.K. Short Selling Regime
On 7 May 2026, AIMA published guidance on new UK short selling regime. AIMA published guidance note related to the UK's new short selling regime. Follows April 2026 UK FCA issued final clearer and simpler short selling rules. Short Selling Regime Practical guidance on new UK short selling regime, which takes effect on Jul. 13,…
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