Effective 27 December 2019, there will be a temporary short selling ban; find out more here.
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 28 June 2021: Sweden FI Fines for Late Short Selling Reporting in 10 Issuers
 - 28 June 2021: Sweden FI Fines for Late Short Selling Reporting
 - 17 June 2021: France AMF Fines for Late Takeover Reporting
 - 10 June 2021: Germany BaFin Fines for Late Shareholding Disclosure Reporting
 - 9 June 2021: Sweden’s FI fines Spectric Intelligence for Late Shareholding Disclosure Reporting
 - 8 June 2021: Sweden’s FI fines for Late Shareholding Disclosure Reporting
 - 25 May 2021: Germany BaFin Fines for Voting Rights Reporting Failure
 - 14 May 2021: Sweden FI Fines for Late Short Selling Reporting
 - 23 April 2021: Sweden FI Fines for Late Short Selling Reporting
 - 15 April 2021: Sweden FI Fines for Failure to Report Warrants
 - 15 April 2021: Croatia HANFA Fines for Failure to Report Takeover Bid
 - 15 April 2021: Hong Kong SFC Fines for Failure to Report Short Selling
 - 1 April 2021: Turkey CMB Fines Several Prominent Institutions for Unlawful Short Selling
 - 16 March 2021: Sweden FI Fines for Late Shareholding Disclosure
 - 15 March 2021: Sweden FI Fines for Late Shareholding Disclosure
 - 11 March 2021: Sweden FI Fines for Inaccurate Shareholding Disclosure
 - 24 February 2021: South Korea FSC Fines 6 Firms for Naked Short Selling
 - 22 February 2021: Hong Kong SFC Fines $3.15M for Inaccurate Short Sale Disclosures
 - 11 February 2021: Sweden FI Fines for Late Shareholding Disclosure
 - 10 February 2021: Sweden Court Annuls Fines for Late Shareholding Disclosure
 - 27 January 2021: Germany BaFin Fines for Late Voting Rights Disclosure
 - 27 January 2021: Sweden FI Fines 500,000SEK for Late Shareholding Disclosure
 - 27 January 2021: Sweden FI Fines 60,000SEK for Late Short Selling Disclosure
 - 15 January 2021: Sweden FI Fines Brax Investments 2.4M SEK Late Shareholding Disclosures
 - 23 December 2020: Hong Kong SFC Fines $3.6M for Short Selling Reporting Failures
 - 22 December 2020: Germany BaFin Fines for Late Shareholding Reporting
 - 17 December 2020: Sweden FI Fines for Late Transaction Reporting of Shares
 - 10 December 2020: Sweden FI Fines SEK 1M for Late Shareholding Disclosure Report
 - 8 December 2020: Sweden FI Fines for Late Transaction Reporting
 - 1 December 2020: Brazil CVM Fines for Failure to Disclose Stock Sale
 - 25 November 2020: Sweden FI Fines for Late Shareholding Disclosure
 

