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Boston

Our Story

June 25, 2013 by admin in Home

Becoming the Market Leader

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New York

Regulatory Insights

May 19, 2013 by admin in Home

Subject Expertise in more than 90 Jurisdictions

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Shanghai

Regulatory Reporting System

May 19, 2013 by admin in Home

Automated Workflow for Substantial Shareholding Disclosure

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London

Executive Team

May 19, 2013 by admin in Home

Hands on Leadership and Expertise

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Hong Kong

Related Research

May 19, 2013 by admin in Home

Actionable Intelligence

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Solutions Atlantic Prepares for 13F Online Form Changes

April 9, 2013 by admin in Press Release

Solutions Atlantic announced today, that it will complete the necessary changes to the Regulatory Reporting System to address the recent changes to Form 13F announced by the Securities Exchange Commission (SEC) on March 29th, 2013. View Full Press Release

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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 22 March 2024 – Austria FMA Fines for Major Shareholding Reporting Failure
  • 21 March 2024 – India SEBI Fines for Major Shareholding Reporting Failure
  • 14 March 2024 – U.S. SEC Fines for Naked Short Selling
  • 13 March 2024 – India SEBI Fines for Violation of Takeover Rule
  • 12 March 2024 – Austria FMA Fines for Failure to Report Substantial Shareholdings
  • 10 March 2024 – Turkey CMB Fines for Failure to Report Substantial Shareholding
  • 8 March 2024 – Turkey CMB Fines for Short Selling Violation
  • 7 March 2024 – Turkey Fines for Short Selling Violation
  • 7 March 2024 – Turkey CMB Fines for Short Selling Failure
  • 4 March 2024 – Turkey CMB Fines for Substantial Shareholding Violation
  • 3 March 2024 – Turkey CMB Fines for Short Selling Violation
  • 1 March 2024 – U.S. SEC Fines for Major Shareholding Reporting Failure
  • 21 February 2024 – U.S. SEC Fines for Short Selling Violations
  • 27 December 2023 – France AMF Failure to Disclose Major Shareholding
  • 24 December 2023 – S Korea FSC Fines for Naked Short Selling
  • 21 December 2023 – Norway FSA Fines for Short Selling Violations
  • 7 November 2023 – Hong Kong SFC Issues Charges for Illegal Short Selling
  • 20 October 2023 – U.S. SEC Fines for Short Selling Violations
  • 27 September 2023 – U.S. SEC Fines Six for Major Shareholding Reporting Failures
  • 25 September 2023 – India SEBI Fines for Takeover Reporting Failure
  • 22 September 2023 – U.S. SEC Fines for Improper Short Selling
  • 15 September 2023 – China CSRC Fines for Major Shareholding Reporting Failures
  • 13 September 2023 – U.S. SEC Fines for Failure to Report Major Shareholding
  • 11 September 2023 – Norway FSA Fines for Short Selling
  • 24 August 2023 – Spain CB Fines for Substantial Shareholding Reporting Failures
  • 10 August 2023 – Germany BaFin Fines €600k for Substantial Shareholding Reporting Failures.
  • 27 July 2023 – Austria FMA Fines for Substantial Shareholding Disclosure Failure
  • 23 July 2023 – U.S. SEC Fines $1M for 13G Reporting Failure
  • 14 July 2023 – S Korea FSC Fines for Illegal Short Selling
  • 11 July 2023 – U.S. FINRA – Fines for Failure to Accurately Report Short Selling
  • 30 June 2023 – Poland KNF Fines 5 for Multiple Substantial Shareholding Reporting Failures
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