Regulatory Insights

May 19, 2013 by admin in Home

Subject Expertise in more than 90 Jurisdictions

4 May 2026 - U.S. SEC Fines Company for Inaccurate Schedule13D
4 May 2026 - U.S. SEC Fines for Late Beneficial Ownership Disclosure
4 May 2026 - U.S. SEC Fines Musk and Revocable Trust for Failure to Report Major Shareholding
20 April 2026 - Netherlands Fines Arrowstreet for Short Selling Reporting Failures
20 April 2026 - U.S. FINRA Fines for Failure to Comply with Short Selling Regulations
10 April 2026 - Sweden Fines for Late Major Shareholding Disclosure
26 March 2026 - Namibia CRAN Rejects Starlink Satellite Application
24 March 2026 - S Korea Fines for not Disclosing Major Shareholding Change
16 March 2026 - Australia ASIC Fines Macquarie for Misreporting Short Selling
10 March 2026 - Germany BaFin Fines For Failing to Submit Voting Rights Notifications
27 February 2026 - India SEBI Fines for Failure to Disclose Shareholding in Sensitive Industries
6 February 2026 - UAE FSA Fines for Failure to Notify Change of Shareholding/Control
5 January 2026 - India SEBI Fines for Failure to Disclose Major Shareholding
17 December 2025 - Norway Fines for Failure to Report Major Shareholding
12 December 2025 - Norway Fines for Late and Incomplete Substantial Shareholding Report

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