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Hong Kong – SFC Takeovers Table Updated

April 10, 2019 by admin in News

From 9 April 2019, a new offer period has commenced for Sage International Group Limited (Stock Code: 8082).

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U.K. – Takeover Panel Brexit Takeover Change

April 8, 2019 by admin in News

On 4 April 2019, UK TO Panel, committee issued amendments to takeover code. Take effect on exit day as per European Union (withdrawal) act 2018 section 20.  

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Hong Kong – SFC Reports Substantial Shareholding Disclosure

April 2, 2019 by admin in News

On 2 April 2019, the SFC reported a Substantial Shareholding in Xinchengyue Holdings Limited (Stock Code: 1755).

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Hong Kong – SFC Issues Takeovers Bulletin

March 28, 2019 by admin in News

On 28 March 2019, the SFC published Takeovers Bulletin Issue No. 48.

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Hong Kong – SFC Takeovers Table Updated

March 14, 2019 by admin in News

On 14 March 2019, the offer period for Global Brands Group Holding Limited (Stock Code: 787) was closed.

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Hong Kong – SFC Reports Substantial Shareholding

March 13, 2019 by admin in News

On 13 March 2019, the SFC announced a high concentration in shares of KNT Holdings Limited (stock code 01025).

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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 17 June 2020: Sweden FI Fines for Late Transaction Reporting
  • 17 June 2020: Sweden FI Fines for Late Substantial Shareholding Disclsoure
  • 12 June 2020: Sweden FI Fines for Incorrect Disclsoure
  • 11 June 2020: Sweden FI Fines Mackay Shields for Late Short Selling Reporting
  • 11 June 2020: Hong Kong SFC Breach of Takeovers Code
  • 10 June 2020: Sweden FI Fines for Late Short Selling Reporting
  • 9 June 2020: Germany BaFin Orders Filings for Major Shareholding Disclosures
  • 8 June 2020: Sweden FI Fines Cambridge Global for Late Major Shareholding Disclosures
  • 4 June 2020: Nasdaq Nordic Fines Hitech for Takeover Rules
  • 3 June 2020: Sweden FI Fines for Failure to Disclose
  • 3 June 2020: Belgium FSMA Late Reported Transactions
  • 1 June 2020: Sweden FI Fines SEK2.4m for Late Shares Transparency
  • 1 June 2020: Sweden FI Fines SEK2.4m for Late Transparency Reporting
  • 1 June 2020: Sweden FI for Late Shares Transaction Reporting
  • 1 June 2020: Sweden FI fined Neongelb Invest for Late Substantial Shareholding Disclosure
  • 28 May 2020: Sweden FI for Late Transaction Reporting
  • 13 May 2020: Sweden FI Fines Cheyne Capital for Late Short Selling Reporting
  • 12 May 2020: Sweden FI Fines for Failure to Report Falling Below Short Selling Threshold
  • 11 May 2020: Sweden FI Fines for Late Short Selling Reporting
  • 23 April 2020: Sweden FI Fines Armistice Capital for Late Substantial Shareholding Disclosure
  • 21 April 2020: Sweden FI Fines for Late Short Selling Reporting
  • 21 April 2020: Germany BaFin Fines Blackrock for Late Disclosure
  • 20 April 2020: Sweden FI Fines for Late Short Selling Reporting
  • 20 April 2020: Sweden FI Fines for Late Shares Transactions Reporting
  • 20 April 2020: Sweden FI Fines Investors for Late Substantial Shareholding Disclosure
  • 17 April 2020: Sweden Fines for Late Short Selling Reporting
  • 8 April 2020: BaFin Fines #1 Investment Management Firm for Late Major Shareholding Disclosure
  • 7 April 2020: Sweden FI Fines for Late Shareholding Disclosure
  • 7 April 2020: Sweden FI Fines for Late Shareholding Disclosure
  • 2 April 2020: Sweden FI Fines for Late Reporting of Subscription Rights
  • 2 April 2020: Sweden FI Fines for Late and Incorrect Transactions Notification
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