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Hong Kong – SFC Takeovers Table Updated

April 10, 2019 by admin in News

From 9 April 2019, a new offer period has commenced for Sage International Group Limited (Stock Code: 8082).

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U.K. – Takeover Panel Brexit Takeover Change

April 8, 2019 by admin in News

On 4 April 2019, UK TO Panel, committee issued amendments to takeover code. Take effect on exit day as per European Union (withdrawal) act 2018 section 20.  

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Hong Kong – SFC Reports Substantial Shareholding Disclosure

April 2, 2019 by admin in News

On 2 April 2019, the SFC reported a Substantial Shareholding in Xinchengyue Holdings Limited (Stock Code: 1755).

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Hong Kong – SFC Issues Takeovers Bulletin

March 28, 2019 by admin in News

On 28 March 2019, the SFC published Takeovers Bulletin Issue No. 48.

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Hong Kong – SFC Takeovers Table Updated

March 14, 2019 by admin in News

On 14 March 2019, the offer period for Global Brands Group Holding Limited (Stock Code: 787) was closed.

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Hong Kong – SFC Reports Substantial Shareholding

March 13, 2019 by admin in News

On 13 March 2019, the SFC announced a high concentration in shares of KNT Holdings Limited (stock code 01025).

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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 31 March 2020: HK SFC Fine China Rise Short Selling
  • 31 March 2020: Sweden FI Fines Tiger Global for Late Short Selling Report
  • 25 March 2020: HK SFC Magic Holdings Late Disclosure
  • 13 March 2020: Sweden FI Fines SEB Investment for Late Reporting of Transactions with Shares
  • 13 March 2020: Sweden FI Fines SEB Investment for Late Shareholding Disclosure
  • 13 March 2020: Sweden FI Fines Brushamn Invest for Late and Incorrect Transactions Reporting
  • 11 March 2020: Sweden FI Fines Nordic Health Consultants for Late and Incorrect Transactions Reporting
  • 10 March 2020: Sweden FI Fines For Late Transactions Reporting
  • 9 March 2020: Sweden FI Fines For Late and Incorrect Notification of Transactions
  • 9 March 2020: Sweden FI Fines Nordea for Late Shareholding Disclosure
  • 6 March 2020: Sweden FI Fines for Incorrect Notification
  • 6 March 2020: Sweden FI Fines for Errors in Transaction Reporting
  • 5 March 2020: Sweden FI Fines for Late Shareholding Dislosure
  • 4 March 2020: Sweden FI Fines for Errors in Shares Acquistion Notification
  • 4 March 2020: Sweden FI Fines for Errors in Holdings Disclosure
  • 17 February 2020: Sweden FI Fines Insurance Co for Late Reporting of Bonds
  • 13 February 2020: Australia ASIC Fines for Misleading Shareholding Disclosure
  • 28 January 2020: Sweden FI Fines for Late Transaction Reporting with Warrants
  • 28 January 2020: Sweden FI Fines for Late Substantial Shareholding Disclosure
  • 24 January 2020: Sweden FI Fines Natural Person for Late Transactions Report
  • 23 January 2020: Sweden FI Fines for Incorrect Reporting
  • 17 January 2020: Singapore MAS Fines for Substantial Shareholding
  • 14 January 2020: Sweden FI Insider of Tobin Properties for Late Holdings Reportinge
  • 14 January 2020: Sweden FI Fines SEK2.6m for Late Shareholding Disclosure
  • 14 January 2020: Sweden FI Fines for Late Notification
  • 13 January 2020: NYMEX Fine GMO in Position Limit Violation
  • 10 January 2020: Sweden FI Fines TTC Invest For Late Shareholding Disclosure
  • 10 January 2020: Sweden FI Fines Insider for Late Notification
  • 12 August 2019: Germany BaFin Fines Goldman €800k for Voting Rights.
  • 18 June 2019: SEC Wedbush Mishandling ADRs
  • 31 January 2019: U.S. MYMEX Fines Credit Suisse for Position Limit Breach
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