On 28 January 2023, Solutions Atlantic released its analysis on Global Shareholding Disclosure Sanctions Year in Review. Read the key findings in this infographic.
Global Shareholding Disclosure Sanctions Year in Review
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Archives
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 22 February 2021: Hong Kong SFC Fines $3.15M for Inaccurate Short Sale Disclosures
- 11 February 2021: Sweden FI Fines for Late Shareholding Disclosure
- 10 February 2021: Sweden Court Annuls Fines for Late Shareholding Disclosure
- 27 January 2021: Germany BaFin Fines for Late Voting Rights Disclosure
- 27 January 2021: Sweden FI Fines 500,000SEK for Late Shareholding Disclosure
- 27 January 2021: Sweden FI Fines 60,000SEK for Late Short Selling Disclosure
- 15 January 2021: Sweden FI Fines Brax Investments 2.4M SEK Late Shareholding Disclosures
- 23 December 2020: Hong Kong SFC Fines $3.6M for Short Selling Reporting Failures
- 22 December 2020: Germany BaFin Fines for Late Shareholding Reporting
- 17 December 2020: Sweden FI Fines for Late Transaction Reporting of Shares
- 10 December 2020: Sweden FI Fines SEK 1M for Late Shareholding Disclosure Report
- 8 December 2020: Sweden FI Fines for Late Transaction Reporting
- 1 December 2020: Brazil CVM Fines for Failure to Disclose Stock Sale
- 25 November 2020: Sweden FI Fines for Late Shareholding Disclosure
- 11 November 2020: Germany BaFin Fines for Late Reporting Shareholding
- 4 November 2020: Sweden FI Fines for Late Reporting Shareholding
- 27 October 2020: Sweden FI Fines for Late Shareholding Disclosure
- 19 October 2020: Sweden FI Fines for Late Short Selling Reporting
- 16 October 2020: Sweden FI Fines for Late Shareholding Disclosure Reporting
- 15 October 2020: Hong Kong SFC Censures for Breach of Takeovers Code
- 15 October 2020: Sweden FI Fines for Late Takeover Disclosure
- 14 October 2020: U.K. FCA Fines for Failure to Make Short Selling Disclosures
- 12 October 2020: Germany BaFin Fines for Late Shareholding Disclosure Reporting
- 8 October 2020: Sweden FI Fines for Late Shareholding Disclosure Reporting
- 7 October 2020: Sweden FI Fines for Late Short Selling Reporting
- 7 October 2020: Germany BaFin Fines for Late Shareholding Disclosure Reporting
- 6 October 2020: Sweden FI Fines for Late Short Selling Reporting
- 5 October 2020: Sweden FI Fines for Late Short Selling Reporting
- 30 September 2020: Sweden FI Fines for Inaccuracies in Share Reporting
- 28 September 2020: Germany BaFin Fines for Late Voting Rights Reporting
- 28 September 2020: Sweden FI Fines for Late and Inaccurate Shareholding Disclosure Reporting
Archives
- August 2025 (11)
- July 2025 (22)
- June 2025 (21)
- May 2025 (24)
- April 2025 (23)
- March 2025 (27)
- February 2025 (26)
- January 2025 (24)
- December 2024 (24)
- November 2024 (27)
- October 2024 (26)
- September 2024 (41)
- August 2024 (27)
- July 2024 (31)
- June 2024 (24)
- May 2024 (25)
- April 2024 (27)
- March 2024 (35)
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- September 2023 (27)
- August 2023 (26)
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- January 2022 (159)
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- December 2019 (21)
- November 2019 (6)
- October 2019 (23)
- September 2019 (7)
- August 2019 (4)
- July 2019 (1)
- June 2019 (6)
- May 2019 (17)
- April 2019 (10)
- March 2019 (6)
- February 2019 (9)
- January 2019 (12)
- December 2018 (8)
- November 2018 (12)
- October 2018 (13)
- September 2018 (8)
- August 2018 (2)
- July 2018 (2)
- March 2018 (3)
- February 2018 (1)
- January 2018 (1)
- November 2017 (3)
- October 2017 (2)
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- June 2017 (4)
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