Austria FMA Fines for Substantial Shareholding Disclosure Failure
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23 July 2023 – U.S. SEC Fines $1M for 13G Reporting Failure
23 July 2023: U.S. SEC Fines $1M for Failure to File 13G
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14 July 2023 – S Korea FSC Fines for Illegal Short Selling
S Korea FSC Fines for Illegal Short Selling
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11 July 2023 – U.S. FINRA – Fines for Failure to Accurately Report Short Selling
FINRA Fines for Short Selling Reporting Failure
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30 June 2023 – Poland KNF Fines 5 for Multiple Substantial Shareholding Reporting Failures
Poland KNF Fines for Substantial Shareholding Disclosure Failures
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22 June 2023 – Sweden FI Fines for Failure to Report Short Selling
Sweden Fines for Failure to Report Short Selling
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