Monthly Archives: September 2024
On 30 September 2024, the SEC's new reporting regime for SEC Schedule 13G becomes effective. Filings Deadlines: QIIs & Exempt Investors: 45 days after calendar quarter in which substantial shareholding exceeds 5%. Passive Investors: Within 5 business days after acquiring substantial shareholding of more than 5% [Rule 13d-1(c)]. Amendments: All 13G Filers: Within 5 business…
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Sweden Fines for Late Substantial Shareholding in Bonds
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Turkey Fines for Failure to Recognize Short Selling Ban
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Austria Fines for Late Substantial Shareholding Report
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China Fines for Late Substantial Shareholding Report
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China Fines for Failure to File Substantial Shareholding Report
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