On 30 September 2024, the SEC's new reporting regime for SEC Schedule 13G becomes effective. Filings Deadlines: QIIs & Exempt Investors: 45 days after calendar quarter in which substantial shareholding exceeds 5%. Passive Investors: Within 5 business days after acquiring substantial shareholding of more than 5% [Rule 13d-1(c)]. Amendments: All 13G Filers: Within 5 business…
Read more
29 September 2024 – Sweden FI Fines for Late Substantial Shareholding in Bonds
Sweden Fines for Late Substantial Shareholding in Bonds
Read more
27 September 2024 – Austria FMA Fines for Late Substantial Shareholding Report
Austria Fines for Late Substantial Shareholding Report
Read more
27 September 2024 – China Fines for Late Substantial Shareholding Report
China Fines for Late Substantial Shareholding Report
Read more
27 September 2024 – China Fines for Failure to File Substantial Shareholding Report
China Fines for Failure to File Substantial Shareholding Report
Read more
Australia – Platinum AM Refuses Takeover Bid
Bloomberg reports that Sydney-based funds manager Platinum Asset Management has refused a takeover proposal from hedge fund Regal Partners Ltd. bid undervalued company at $359m offering from Regal Platinum's board unanimously concluded that the proposed deal was “not in the best interest of Platinum shareholders,” at least “in its current form.” Platinum has struggled with outflows…
Read more