Germany BaFin Fines for Late Substantial Shareholding Reporting
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10 June 2025 – France AMF Fines for Late Substantial Shareholding
France AMF Fines for Late Substantial Shareholding Reporting
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Hong Kong – SFC Substantial Shareholding Alert
On 14 May 2025, the SFC updated its substantial shareholding tables to include the following: substantial shareholding in Ocean One Holding Ltd. (Stock Code: 08476)
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14 May 2025 – India SEBI Fines for Substantial Shareholding Reporting Failures
India SEBI Fines for Substantial Shareholding Reporting Failures
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9 May 2025 – Poland Fines for Failure to Report Substantial Shareholding
Poland Fines for Failure to Report Substantial Shareholding
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New Zealand – FiMA Market Manipulation Case Re: Substantial Shareholding
On 1 May 2025, NZFiMA said Kok Ding Cheng has been ordered to pay a pecuniary penalty of NZD 198k for market manipulation pertaining to substantial shareholding. The Court found Mr Cheng deliberately placed trades worth NZD 59 - 540 to inflate RUA share prices, breaching section 265 of the Financial markets conduct act 2013.…
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