FI Fines for Late Short Selling Reporting
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14 February 2025 – S Korea Fines for Short Selling Breaches
FSC Fines MS for Breaches Pertaining to Short Selling
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14 February – S Korea Fines for Short Selling Breaches
FSC Fines UBS for Breaches Pertaining to Short Selling
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14 February 2025 – S Korea Fines for Breaches in Short Selling
FSC Fines JPM for Breaches Pertaining to Short Selling
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14 February 2025 – S Korea Fines for Short Selling Breaches
FSC Fines Nomura for Breaches Pertaining to Short Selling
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U.S. – SEC Delays Short Selling Rule 13f-2 Implementation
On 8 February 2025, the SEC announced that it would delay the implementation of short selling reporting rule 13f-2 for one year. SEC has granted a temporary exemption from compliance with Rule 13f-2 and filings delayed for one year and due instead by 17 February 2026 exemption from compliance will give filers more time to implement…
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