Australia ASIC Fines for Failure to Report Major Shareholding
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Norway – DNO Issues Substantial Shareholding Disclosure
On 2 February 2023, DNO ASA, the Norwegian oil and gas operator, issued a substantial shareholding disclosure. DNO ASA passed the 5% threshold for disclosure of major shareholdings in its own shares. this is part of the Company’s ongoing share buyback program According to the major shareholding disclosure, the Company holds a total of 52,719,531…
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Fines for Global Shareholding Disclosure Failures Rise 77%
On 27 January 2023, Solutions Atlantic released its Global Shareholding Sanctions Year in Review findings. Through an examination of sanctions data from 27 countries here are the key takeaways: India, Germany, Sweden and the USA issued the most global shareholding disclosure fines. Major shareholding reporting failures make up the bulk of the sanctions. Year-over-year the…
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6 September 2022 – U.S. SEC Fines for Failure to Report Schedule 13D
U.S. SEC Fines for Failure to Report Schedule 13D - Major Shareholding Disclosure
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France – AMF Major Shareholding Reporting Failure
On 21 June 2022, FR AMF informed injunction issued to Dynamic Treasure. FR AMF ensured compliance with major shareholding reporting obligations via an injunction. Followed 2 October 2020, FR GVT ordinance on commercial code, after PACTE Law. Holdings in SMCP FR AMF obtained a court injunction against the company Dynamic Treasure Group Limited, established in…
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21 June 2022 – France AMF Fines for Major Shareholding Reporting Failure
France AMF Fines for Late Major Shareholding Disclosure
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