On 25 June 2026, the SFC issued a substantial shareholding notice n Transtech Optelecom Science Holdings Limited (Stock Code: 09963).
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Sweden – FSA Amendments to Major Shareholding
On 20 June 2026, the Sweden Financial Supervisory Authority published regulations amending the rules on the content and submission method of major shareholding notifications. Background Meets the EU established single access point for financial and sustainability-related information, ESAP; increasing transparency in the markets. Effective 10 July 2026
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Thailand – GVT Major Shareholder Definition
On 16 April 2026, Thai GVT proposed revising definition for derivatives firms. Thai GVT said Thai SEC commenced consultation on a draft notification revising the definition of major shareholder for derivatives business operators. The objective is to strengthen oversight by capturing the true controlling persons and aligning rules with those applied to securities firms and…
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S Korea – FSS Fines for Major Shareholding Failure
On 24 March 2026, SK FSS fined Zenith for violating major shareholding reporting obligations. SK FSS imposed penalty of KRW 547.2 million to Zenith Investment Advisory Co., Ltd. (Zenith) for multiple violations of disclosure and reporting obligations. Violations Zenith failed to disclose and report 28 cases of executive appointments or dismissals that occurred from Mar.…
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Thailand – SEC Issues Major Shareholding Amendments
On 5 March 2026, Thai SEC issued press release regarding the amendments above. Thai SEC also published English version of the press release on the same day. Thai SEC reminded about the transitional period above, which ends 180 days from 4 March 2026 (i.e., Aug. 31, 2026). Background Existing approved major shareholding under the previous…
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