On 10 October 2023, the SEC issued confirmation that it is adopting amendments to the rules governing major shareholding reporting that had been proposed. The key changes from these amendments are: (a) reduction in the deadlines for disclosures of 13D and 13G Reports; (b) disclosure of cash settled securities; (c) clarification on the criteria for…
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27 September 2023 – U.S. SEC Fines Six for Major Shareholding Reporting Failures
U.S. SEC Fines Six for Major Shareholding Reporting Failures
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15 September 2023 – China CSRC Fines for Major Shareholding Reporting Failures
China CSRC Fines for Major Shareholding Reporting Failures
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13 September 2023 – U.S. SEC Fines for Failure to Report Major Shareholding
U.S. SEC Fines for Failure to Report Major Shareholding</a
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26 May 2023 – Australia ASIC Fines for Failure to Report Major Shareholding
Australia ASIC Fines for Failure to Report Major Shareholding
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Norway – DNO Issues Substantial Shareholding Disclosure
On 2 February 2023, DNO ASA, the Norwegian oil and gas operator, issued a substantial shareholding disclosure. DNO ASA passed the 5% threshold for disclosure of major shareholdings in its own shares. this is part of the Company’s ongoing share buyback program According to the major shareholding disclosure, the Company holds a total of 52,719,531…
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