On 13 February 2025, First Sentier Investors reduced its substantial shareholding in Capricorn Metals Ltd. Capricorn says this may impact the company’s shareholder structure potentially influencing future voting outcomes and strategic decisions
FI Fines for Late Short Selling Reporting
On 11 February 2025, SWI GVT indicted a Swiss national for insider trading. SWI GVT Office of the Attorney General (OAG) filed indictment with Federal Criminal Court against a Swiss national for insider trading with illicit profit of CHF 10.6 million. Defendant is accused of having exploited confidential and price-influencing information concerning current/planned acquisitions in […]
FSC Fines MS for Breaches Pertaining to Short Selling
FSC Fines UBS for Breaches Pertaining to Short Selling
FSC Fines JPM for Breaches Pertaining to Short Selling