Monthly Archives: July 2025

Germany – BaFin Updates FAQs on Short Selling

On 3 July 2025, GE BaFin updated its informative file on the short selling framework. Details on the prohibition of naked short selling, transparency obligations for net short positions; e-notification procedure; exceptions for market makers, primary dealers.
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U.K. – LSEG Navigating shareholding disclosure

On 1 July 2025, LSEG stated the substantial shareholding disclosure rules are currently changing fast. LSEG article on Navigating shareholding disclosure: Your guide to regulatory reporting. Article Highlights Substantial Shareholding disclosure rules are fundamental for market transparency and enforced across all global jurisdictions and regulators require investors to report to their relevant regulators whenever their…
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Canada – CSA Publishes Business Plan, Includes Focus on Short Selling

On 27 June 2025, CSA NBW published the 2025-2028 CSA business plan. CSA NBW, CSA OSC, CSA ALB, CSA NVS, CSA BC, released the 2025-2028 business plan focused on enhancing competitiveness and advancing investor protection. Provided 4 strategic goals and specified other projects and initiatives to be completed. Strategic Goals Goals targeted capital markets, investors,…
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