Solutions Atlantic today announced plans to integrate its Regulatory Reporting System (RRS) with the Eagle PACE data hub, data warehouse and portfolio management system from Eagle Investment Systems. View Full Press Release
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Yearly Archives: 2002
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- 2002
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 31 March 2020: HK SFC Fine China Rise Short Selling
- 31 March 2020: Sweden FI Fines Tiger Global for Late Short Selling Report
- 25 March 2020: HK SFC Magic Holdings Late Disclosure
- 13 March 2020: Sweden FI Fines SEB Investment for Late Reporting of Transactions with Shares
- 13 March 2020: Sweden FI Fines SEB Investment for Late Shareholding Disclosure
- 13 March 2020: Sweden FI Fines Brushamn Invest for Late and Incorrect Transactions Reporting
- 11 March 2020: Sweden FI Fines Nordic Health Consultants for Late and Incorrect Transactions Reporting
- 10 March 2020: Sweden FI Fines For Late Transactions Reporting
- 9 March 2020: Sweden FI Fines For Late and Incorrect Notification of Transactions
- 9 March 2020: Sweden FI Fines Nordea for Late Shareholding Disclosure
- 6 March 2020: Sweden FI Fines for Incorrect Notification
- 6 March 2020: Sweden FI Fines for Errors in Transaction Reporting
- 5 March 2020: Sweden FI Fines for Late Shareholding Dislosure
- 4 March 2020: Sweden FI Fines for Errors in Shares Acquistion Notification
- 4 March 2020: Sweden FI Fines for Errors in Holdings Disclosure
- 17 February 2020: Sweden FI Fines Insurance Co for Late Reporting of Bonds
- 13 February 2020: Australia ASIC Fines for Misleading Shareholding Disclosure
- 28 January 2020: Sweden FI Fines for Late Transaction Reporting with Warrants
- 28 January 2020: Sweden FI Fines for Late Substantial Shareholding Disclosure
- 24 January 2020: Sweden FI Fines Natural Person for Late Transactions Report
- 23 January 2020: Sweden FI Fines for Incorrect Reporting
- 17 January 2020: Singapore MAS Fines for Substantial Shareholding
- 14 January 2020: Sweden FI Insider of Tobin Properties for Late Holdings Reportinge
- 14 January 2020: Sweden FI Fines SEK2.6m for Late Shareholding Disclosure
- 14 January 2020: Sweden FI Fines for Late Notification
- 13 January 2020: NYMEX Fine GMO in Position Limit Violation
- 10 January 2020: Sweden FI Fines TTC Invest For Late Shareholding Disclosure
- 10 January 2020: Sweden FI Fines Insider for Late Notification
- 12 August 2019: Germany BaFin Fines Goldman €800k for Voting Rights.
- 18 June 2019: SEC Wedbush Mishandling ADRs
- 31 January 2019: U.S. MYMEX Fines Credit Suisse for Position Limit Breach