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Hong Kong – SFC Takeovers Table Updated

April 30, 2019 by admin in News

On 29 April 2019, the offer period for Yugang International Limited (Stock Code: 613) closed.

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Hong Kong – SFC Criticizes for Breaches of Takeovers Code

April 11, 2019 by admin in News

On 10 April 2019, the Securities and Futures Commission (SFC) publicly criticized Kwok Tse Wah for breaching the dealing restrictions and dealing disclosure obligations under the Takeovers Code.

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Hong Kong – SFC Takeovers Table Updated

April 10, 2019 by admin in News

From 9 April 2019, a new offer period has commenced for Sage International Group Limited (Stock Code: 8082).

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U.K. – Takeover Panel Brexit Takeover Change

April 8, 2019 by admin in News

On 4 April 2019, UK TO Panel, committee issued amendments to takeover code. Take effect on exit day as per European Union (withdrawal) act 2018 section 20.  

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Hong Kong – SFC Issues Takeovers Bulletin

March 28, 2019 by admin in News

On 28 March 2019, the SFC published Takeovers Bulletin Issue No. 48.

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Hong Kong – SFC Takeovers Table Updated

March 14, 2019 by admin in News

On 14 March 2019, the offer period for Global Brands Group Holding Limited (Stock Code: 787) was closed.

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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 31 March 2020: HK SFC Fine China Rise Short Selling
  • 31 March 2020: Sweden FI Fines Tiger Global for Late Short Selling Report
  • 25 March 2020: HK SFC Magic Holdings Late Disclosure
  • 13 March 2020: Sweden FI Fines SEB Investment for Late Reporting of Transactions with Shares
  • 13 March 2020: Sweden FI Fines SEB Investment for Late Shareholding Disclosure
  • 13 March 2020: Sweden FI Fines Brushamn Invest for Late and Incorrect Transactions Reporting
  • 11 March 2020: Sweden FI Fines Nordic Health Consultants for Late and Incorrect Transactions Reporting
  • 10 March 2020: Sweden FI Fines For Late Transactions Reporting
  • 9 March 2020: Sweden FI Fines For Late and Incorrect Notification of Transactions
  • 9 March 2020: Sweden FI Fines Nordea for Late Shareholding Disclosure
  • 6 March 2020: Sweden FI Fines for Incorrect Notification
  • 6 March 2020: Sweden FI Fines for Errors in Transaction Reporting
  • 5 March 2020: Sweden FI Fines for Late Shareholding Dislosure
  • 4 March 2020: Sweden FI Fines for Errors in Shares Acquistion Notification
  • 4 March 2020: Sweden FI Fines for Errors in Holdings Disclosure
  • 17 February 2020: Sweden FI Fines Insurance Co for Late Reporting of Bonds
  • 13 February 2020: Australia ASIC Fines for Misleading Shareholding Disclosure
  • 28 January 2020: Sweden FI Fines for Late Transaction Reporting with Warrants
  • 28 January 2020: Sweden FI Fines for Late Substantial Shareholding Disclosure
  • 24 January 2020: Sweden FI Fines Natural Person for Late Transactions Report
  • 23 January 2020: Sweden FI Fines for Incorrect Reporting
  • 17 January 2020: Singapore MAS Fines for Substantial Shareholding
  • 14 January 2020: Sweden FI Insider of Tobin Properties for Late Holdings Reportinge
  • 14 January 2020: Sweden FI Fines SEK2.6m for Late Shareholding Disclosure
  • 14 January 2020: Sweden FI Fines for Late Notification
  • 13 January 2020: NYMEX Fine GMO in Position Limit Violation
  • 10 January 2020: Sweden FI Fines TTC Invest For Late Shareholding Disclosure
  • 10 January 2020: Sweden FI Fines Insider for Late Notification
  • 12 August 2019: Germany BaFin Fines Goldman €800k for Voting Rights.
  • 18 June 2019: SEC Wedbush Mishandling ADRs
  • 31 January 2019: U.S. MYMEX Fines Credit Suisse for Position Limit Breach
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