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Hong Kong – SFC Takeovers Table Updated

April 30, 2019 by admin in News

On 29 April 2019, the offer period for Yugang International Limited (Stock Code: 613) closed.

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Hong Kong – SFC Criticizes for Breaches of Takeovers Code

April 11, 2019 by admin in News

On 10 April 2019, the Securities and Futures Commission (SFC) publicly criticized Kwok Tse Wah for breaching the dealing restrictions and dealing disclosure obligations under the Takeovers Code.

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Hong Kong – SFC Takeovers Table Updated

April 10, 2019 by admin in News

From 9 April 2019, a new offer period has commenced for Sage International Group Limited (Stock Code: 8082).

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U.K. – Takeover Panel Brexit Takeover Change

April 8, 2019 by admin in News

On 4 April 2019, UK TO Panel, committee issued amendments to takeover code. Take effect on exit day as per European Union (withdrawal) act 2018 section 20.  

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Hong Kong – SFC Issues Takeovers Bulletin

March 28, 2019 by admin in News

On 28 March 2019, the SFC published Takeovers Bulletin Issue No. 48.

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Hong Kong – SFC Takeovers Table Updated

March 14, 2019 by admin in News

On 14 March 2019, the offer period for Global Brands Group Holding Limited (Stock Code: 787) was closed.

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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 28 June 2021: Sweden FI Fines for Late Short Selling Reporting in 10 Issuers
  • 28 June 2021: Sweden FI Fines for Late Short Selling Reporting
  • 17 June 2021: France AMF Fines for Late Takeover Reporting
  • 10 June 2021: Germany BaFin Fines for Late Shareholding Disclosure Reporting
  • 9 June 2021: Sweden’s FI fines Spectric Intelligence for Late Shareholding Disclosure Reporting
  • 8 June 2021: Sweden’s FI fines for Late Shareholding Disclosure Reporting
  • 25 May 2021: Germany BaFin Fines for Voting Rights Reporting Failure
  • 14 May 2021: Sweden FI Fines for Late Short Selling Reporting
  • 23 April 2021: Sweden FI Fines for Late Short Selling Reporting
  • 15 April 2021: Sweden FI Fines for Failure to Report Warrants
  • 15 April 2021: Croatia HANFA Fines for Failure to Report Takeover Bid
  • 15 April 2021: Hong Kong SFC Fines for Failure to Report Short Selling
  • 1 April 2021: Turkey CMB Fines Several Prominent Institutions for Unlawful Short Selling
  • 16 March 2021: Sweden FI Fines for Late Shareholding Disclosure
  • 15 March 2021: Sweden FI Fines for Late Shareholding Disclosure
  • 11 March 2021: Sweden FI Fines for Inaccurate Shareholding Disclosure
  • 24 February 2021: South Korea FSC Fines 6 Firms for Naked Short Selling
  • 22 February 2021: Hong Kong SFC Fines $3.15M for Inaccurate Short Sale Disclosures
  • 11 February 2021: Sweden FI Fines for Late Shareholding Disclosure
  • 10 February 2021: Sweden Court Annuls Fines for Late Shareholding Disclosure
  • 27 January 2021: Germany BaFin Fines for Late Voting Rights Disclosure
  • 27 January 2021: Sweden FI Fines 500,000SEK for Late Shareholding Disclosure
  • 27 January 2021: Sweden FI Fines 60,000SEK for Late Short Selling Disclosure
  • 15 January 2021: Sweden FI Fines Brax Investments 2.4M SEK Late Shareholding Disclosures
  • 23 December 2020: Hong Kong SFC Fines $3.6M for Short Selling Reporting Failures
  • 22 December 2020: Germany BaFin Fines for Late Shareholding Reporting
  • 17 December 2020: Sweden FI Fines for Late Transaction Reporting of Shares
  • 10 December 2020: Sweden FI Fines SEK 1M for Late Shareholding Disclosure Report
  • 8 December 2020: Sweden FI Fines for Late Transaction Reporting
  • 1 December 2020: Brazil CVM Fines for Failure to Disclose Stock Sale
  • 25 November 2020: Sweden FI Fines for Late Shareholding Disclosure
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