On 13 June 2025, GE BaFin issued €600,000 voting right notification fine. GE BaFin announced it had imposed two fines totalling €600,000 on Innovestica Holdings Inc., in a decision dated 6 June 2024, for voting rights notification violations. The obligation to notify voting rights serves to promotes capital market transparency and strengthens investor confidence in…
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13 June 2025 – Germany BaFin Fines for Late Substantial Shareholding Notifications
Germany BaFin Fines for Late Substantial Shareholding Reporting
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10 June 2025 – France AMF Fines for Late Substantial Shareholding
France AMF Fines for Late Substantial Shareholding Reporting
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Hong Kong – SFC Substantial Shareholding Alert
On 14 May 2025, the SFC updated its substantial shareholding tables to include the following: substantial shareholding in Ocean One Holding Ltd. (Stock Code: 08476)
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14 May 2025 – India SEBI Fines for Substantial Shareholding Reporting Failures
India SEBI Fines for Substantial Shareholding Reporting Failures
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9 May 2025 – Poland Fines for Failure to Report Substantial Shareholding
Poland Fines for Failure to Report Substantial Shareholding
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