On 19 March 2025, SWE FI fined Stenvalls Tra Aktiebolag for late notifications. SWE FI imposed penalty of SEK 1,400,000 on Stenvalls Tra Aktiebolag for failing to report substantial shareholding transactions with shares in Genesis IT AB to SWI FI within prescribed time. Fine is per Act 2016:1306 supplementary provisions to EU Market Abuse Regulation.…
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20 March 2025 – China Fines for Failure to Obey Lock-in Period Re: Substantial Shareholding
China Fines for Failure to Obey Substantial Shareholding Lock-in Period
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20 February 2025 – Poland Fines for Substantial Shareholding Reporting Failures
Poland KNF Fines for Late Substantial Shareholding Reporting
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Australia – Reduction in Substantial Shareholding by First Sentier
On 13 February 2025, First Sentier Investors reduced its substantial shareholding in Capricorn Metals Ltd. Capricorn says this may impact the company’s shareholder structure potentially influencing future voting outcomes and strategic decisions
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Switzerland – GVT CHF 10.6 mn Insider Charge Re: Takeover
On 11 February 2025, SWI GVT indicted a Swiss national for insider trading. SWI GVT Office of the Attorney General (OAG) filed indictment with Federal Criminal Court against a Swiss national for insider trading with illicit profit of CHF 10.6 million. Defendant is accused of having exploited confidential and price-influencing information concerning current/planned acquisitions in…
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China – CSRC Threshold for Equity Changes Re: Shareholding
On 10 January 2025, CHI CSRC issued interpretation for acquisition / takeover measures. CHI CSRC issued Interpretation no. 19 to clarify, standardize the application of articles 13 and 14 of the Measures for the administration on acquisition / takeover of listed companies. Interpretation Details Thresholds of 5%, 1% in articles 13, 14 apply only to…
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