On 17 April 2024, TAI TPEX published the amended regulation, forms, attachments. Background On 19 March 2024, TAI FSC said disclosure threshold for substantial shareholding will be reduced from 10% to 5%; reports will shift from paper-based to electronic format. TAI EXC, TAI TPEX will handle submissions related to substantial shareholding. Lowered disclosure threshold will…
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Taiwan – FSC Securities Substantial Shareholding Reporting
On 10 April 2024, TAI FSC issued rules on stipulating forms for acquirers. TAI FSC, TAI Justice commissioned TAI EXC to handle the report and public announcement made by acquirers of substantial shareholdings of listed company or a company whose shares are neither listed nor traded at the business places of securities firms. Also commissioned…
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Australia – ASIC Relevant Interests, Substantial Shareholdings
On 27 March 2024, AST ASIC reissued guide regarding interests and shareholdings. AST ASIC reissued Regulatory guide 5 - relevant interests and substantial shareholding notices (hereafter, RG 5), which is a guide for investors who acquire an interest in the securities of a company or managed investment scheme, and their advisers. RG 5 supersedes June…
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Taiwan – FSC Lower Substantial Shareholding Threshold
On 19 March 2024, TAI FSC said disclosure threshold for substantial shareholding will be reduced from 10% to 5%; reports will shift from paper-based to electronic format. TAI EXC, TAI TPEX will handle submissions related to substantial shareholding. Reminded that the lowered disclosure threshold will take effect from 10 May 2024.
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Switzerland – FinMIA Substantial Shareholding Portal Goes Live
On 4 March 2024, the new OLSdigital online platform for investors (and issuers) to submit their substantial shareholding disclosure notifications under FinMIA goes live. Background substantial shareholding disclosures to the Disclosure Office of SER and to the issuer OLSdigital filing platform can be found here
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Poland – FSA Substantial Shareholding / Short Selling Forms
On 1 March 2024, substantial shareholding and short selling forms must be submitted to the Poland FSA in electronic format. Background: August 2023, the FSA alerted the move to electronic forms for substantial shareholding and short selling Links to electronic forms for substantial shareholding and short selling Link to Substantial Shareholding User Manual
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