On 1 June 2023, POL FSA announced final decision in case re infringements and fines. After assessing requests for re-examination confirmed infringements and seriousness. Revoked section of decision 22 December 2021 re fine of PLN 900,000, issued final decision. Imposed lower fine for breaches in this section, stating that company committed 4 breaches (instead of […]

On 1 June 2023, CSA reported a deferred launch of new SEDAR+ filing system. CSAs now intend to launch SEDAR+ on 25 July 2023, with contingency date in September. Noted process of assuring quality migration of large volumes of data from multiple legacy systems in taking longer than planned; added additional six weeks to project. […]

On 11 May 2023, the Netherlands Authority for the Financial Markets (AFM) imposed a fine on Lars Windhorst for failure to report substantial shareholding. Windhorst’s substantial shareholding was more than 93% in Fyber N.V., a company listed on the German stock exchange. the AFM fine Windhorst €500,000 for this substantial shareholding reporting failure.