17 April 2023 – India SEBI Fines for Failure to Report Substantial Shareholding
SEBI Fines for Failure to Report Substantial Shareholding
SEBI Fines for Failure to Report Substantial Shareholding
CONSOB Fines for Failure to Report Substantial Shareholding
Netherlands Fines ~$1.5M for Failure to Report Substantial Shareholding
On 20 March 2023, AST GVT registered instruments about relevant interests. AST GVT registered ASIC corporations (relevant interests: ASIC and ASIC chairperson) instrument 2023/194 to preserve the effect of the relief AST ASIC previously provided. Namely, under ASIC class order [CO 12/1209], which is due to sunset 1 April 2023. In addition, AST GVT registered […]
India SEBI Fines for Failure to Disclose Substantial Shareholding
On 2 February 2023, DNO ASA, the Norwegian oil and gas operator, issued a substantial shareholding disclosure. DNO ASA passed the 5% threshold for disclosure of major shareholdings in its own shares. this is part of the Company’s ongoing share buyback program According to the major shareholding disclosure, the Company holds a total of 52,719,531 […]