On 15 March 2022, ESP CNMV issued draft circular on notification models. ESP CNMV issued a consultation on draft circular on notification models for significant shareholdings, issuer operations on treasury shares, market makers (current cir 8/2015). Follows ESP CNMV November 2021 interpretative criteria for transactions. Follows ESP CNMV May 2020 issued rules for reporting some…
Read more
Tag Archives: signficant shareholdings
- Home
- Tag Archives: "signficant shareholdings"
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 27 January 2021: Sweden FI Fines 500,000SEK for Late Shareholding Disclosure
- 27 January 2021: Sweden FI Fines 60,000SEK for Late Short Selling Disclosure
- 15 January 2021: Sweden FI Fines Brax Investments 2.4M SEK Late Shareholding Disclosures
- 23 December 2020: Hong Kong SFC Fines $3.6M for Short Selling Reporting Failures
- 22 December 2020: Germany BaFin Fines for Late Shareholding Reporting
- 17 December 2020: Sweden FI Fines for Late Transaction Reporting of Shares
- 10 December 2020: Sweden FI Fines SEK 1M for Late Shareholding Disclosure Report
- 8 December 2020: Sweden FI Fines for Late Transaction Reporting
- 1 December 2020: Brazil CVM Fines for Failure to Disclose Stock Sale
- 25 November 2020: Sweden FI Fines for Late Shareholding Disclosure
- 11 November 2020: Germany BaFin Fines for Late Reporting Shareholding
- 4 November 2020: Sweden FI Fines for Late Reporting Shareholding
- 27 October 2020: Sweden FI Fines for Late Shareholding Disclosure
- 19 October 2020: Sweden FI Fines for Late Short Selling Reporting
- 16 October 2020: Sweden FI Fines for Late Shareholding Disclosure Reporting
- 15 October 2020: Hong Kong SFC Censures for Breach of Takeovers Code
- 15 October 2020: Sweden FI Fines for Late Takeover Disclosure
- 14 October 2020: U.K. FCA Fines for Failure to Make Short Selling Disclosures
- 12 October 2020: Germany BaFin Fines for Late Shareholding Disclosure Reporting
- 8 October 2020: Sweden FI Fines for Late Shareholding Disclosure Reporting
- 7 October 2020: Sweden FI Fines for Late Short Selling Reporting
- 7 October 2020: Germany BaFin Fines for Late Shareholding Disclosure Reporting
- 6 October 2020: Sweden FI Fines for Late Short Selling Reporting
- 5 October 2020: Sweden FI Fines for Late Short Selling Reporting
- 30 September 2020: Sweden FI Fines for Inaccuracies in Share Reporting
- 28 September 2020: Germany BaFin Fines for Late Voting Rights Reporting
- 28 September 2020: Sweden FI Fines for Late and Inaccurate Shareholding Disclosure Reporting
- 16 September 2020: Hong Kong SFC Took Action for Breach of Takeovers Code
- 16 September 2020: Sweden FI Fines Pictet Asset Mgmnt Late Short Selling Reporting in Shares of SKF
- 16 September 2020: Sweden FI Fines Pictet Asset Mgmnt Late Short Selling Reporting in Shares of Skanska AB and Securitas
- 15 September 2020: Sweden FI Fines The Vegetable House in Norden AB for Late Transaction Reporting
About
Lorem ipsum dolor sit amet, consectetur adipiscing elit. Etiam consectetur aliquam quam id sollicitudin. Vivamus vitae mauris quis arcu vestibulum volutpat. Et cursus justo lectus a metus. In id ligula nec lacus venenatis auctor sed sed mauris.