On 15 March 2022, ESP CNMV issued draft circular on notification models. ESP CNMV issued a consultation on draft circular on notification models for significant shareholdings, issuer operations on treasury shares, market makers (current cir 8/2015). Follows ESP CNMV November 2021 interpretative criteria for transactions. Follows ESP CNMV May 2020 issued rules for reporting some…
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Tag Archives: signficant shareholdings
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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 28 October 2025 – Sweden Fines for Failure to Report
- 20 October 2025 – Spain Fines for Failure to Reporting Shareholding in Sensitive Industries
- 15 October 2025 – Germany BaFin Fines for Failure to Report Voting Rights
- 30 September 2025 – US Fines for Coordinated Effort for Major Shareholding
- 17 September 2025 – India SEBI Substantial Shareholding Reporting Failures
- 15 September 2025 – S Korea Fines 5 for Short Selling Reporting Failures
- 1 September 2025 – New Zealand Fines for FDI in Sensitive Land
- 1 September 2025 – New Zealand Fines for FDI in Sensitive Land
- 1 September 2025 – New Zealand Fines for Sensitive Industries Breach of Overseas Investment Act
- 1 September 2025 – New Zealand Fines for Breach of Overseas Investment Act
- 1 September 2025- New Zealand Regulator Fines for Sensitive Industries Reporting Failure
- 22 August 2025 – Poland KNF Fines for Failure to Notify of Substantial Shareholding
- 4 August 2025 – US SEC Issues Cease and Desist Order for Short Selling Failures
- 1 August 2025 – Austria FMA Fines for Late Substantial Shareholding Reporting
- 29 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
- 29 July 2025 – Chile Fines for Disregard of Substantial Shareholding Rules
- 28 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
- 23 July 2025 – China CSRC Fines for Breach of Substantial Shareholding Rules
- 17 July 2025 – Austria FMA Fines for Late Substantial Shareholding Notifications
- 11 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
- 11 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
- 11 July 2025 – Pakistan SEC fines for Late Substantial Shareholding Reporting
- 11 July 2025 – Pakistan SEC Issues Warning for Late Substantial Shareholding
- 4 July 2025 – Pakistan Issues Warning for Late Substantial Shareholding Reporting
- 13 June 2025 – Sweden Fines for Short Selling Reporting Failures
- 13 June 2025 – Germany BaFin Fines for Late Substantial Shareholding Notifications
- 10 June 2025 – France AMF Fines for Late Substantial Shareholding
- 14 May 2025 – India SEBI Fines for Substantial Shareholding Reporting Failures
- 14 May 2025 – ASIC Fines Breaches of Short Selling Regulations
- 9 May 2025 – Poland Fines for Failure to Report Substantial Shareholding
- 11 April 2025 – Denmark Fines for Late Substantial Shareholding Reporting
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